<div data-id="1-1.1">1.1 Scope and Purpose</div>

<div data-id="2-2.1">2.1 Eligibility</div>

<html><head></head><body><div data-id="2-2.2">2.2 Dual <u class="defined-term"><u class="defined-term"><u class="defined-term"><u class="defined-term"><u class="defined-term">Industry Code</u></u></u> Qualification</u></u> route to <u class="defined-term"><u class="defined-term"><u class="defined-term">DIP On-Boarding</u></u></u></div></body></html>

<html><head></head><body><div data-id="2-2.3">2.3 Single <u class="defined-term"><u class="defined-term"><u class="defined-term"><u class="defined-term"><u class="defined-term">Industry Code</u></u></u> Qualification</u></u> route to <u class="defined-term"><u class="defined-term"><u class="defined-term">DIP On-Boarding</u></u></u></div></body></html>

<html><head></head><body><div data-id="2-2.4">2.4 Non <u class="defined-term"><u class="defined-term"><u class="defined-term"><u class="defined-term"><u class="defined-term">Industry Code</u></u></u> Qualification</u></u> route to On-boarding</div></body></html>

<html><head></head><body><div data-id="2-2.5">2.5 <u class="defined-term"><u class="defined-term"><u class="defined-term">MHHS Qualification</u></u></u></div></body></html>

<div data-id="2-2.6">2.6 Authorised Personnel</div>

<html><head></head><body><div data-id="2-2.7">2.7 <u class="defined-term"><u class="defined-term"><u class="defined-term">DIP On-Boarding</u></u></u> preparation</div></body></html>

<html><head></head><body><div data-id="2-2.8">2.8 Compliance with <u class="defined-term"><u class="defined-term"><u class="defined-term">DIP Rules</u></u></u></div></body></html>

<html><head></head><body><div data-id="2-2.9">2.9 <u class="defined-term"><u class="defined-term"><u class="defined-term">DIP Manager</u></u></u>’s Checks</div></body></html>

<div data-id="2-2.10">2.10 Verification Process</div>

<div data-id="2-2.11">2.11 Organisational set-up</div>

<html><head></head><body><div data-id="2-2.12">2.12 <u class="defined-term"><u class="defined-term"><u class="defined-term">Functional On-Boarding Checks</u></u></u></div></body></html>

<div data-id="2-2.13">2.13 On-Boarding Checks</div>

<div data-id="2-2.14">2.14 Issue Resolution</div>

<html><head></head><body><div data-id="2-2.15">2.15 Move to <u class="defined-term"><u class="defined-term"><u class="defined-term">Production Environment</u></u></u></div></body></html>

<div data-id="2-2.16">2.16 Non Market Participants</div>

<html><head></head><body><div data-id="2-2.17">2.17 <u class="defined-term"><u class="defined-term"><u class="defined-term">DIP On-Boarding</u></u></u> fees</div></body></html>

<html><head></head><body><div data-id="2-2.18">2.18 Change of <u class="defined-term"><u class="defined-term"><u class="defined-term">DIP Role</u></u></u></div></body></html>

<html><head></head><body><div data-id="2-2.19">2.19 Additional <u class="defined-term"><u class="defined-term"><u class="defined-term">DIP Role</u></u></u>s</div></body></html>

<html><head></head><body><div data-id="2">2 <u class="defined-term"><u class="defined-term"><u class="defined-term">DIP On-Boarding</u></u></u></div></body></html>

<html><head></head><body><div data-id="3-3.1">3.1 DIP Access <u class="defined-term"><u class="defined-term"><u class="defined-term">Suspension</u></u></u></div></body></html>

<html><head></head><body><div data-id="3-3.2">3.2 Emergency <u class="defined-term"><u class="defined-term"><u class="defined-term">Suspension</u></u></u></div></body></html>

<html><head></head><body><div data-id="3">3 <u class="defined-term"><u class="defined-term"><u class="defined-term">Suspension</u></u></u></div></body></html>

<div data-id="4-4.1">4.1 Conditions for DIP Off-boarding</div>

<html><head></head><body><div data-id="4-4.2">4.2 Voluntary <u class="defined-term"><u class="defined-term"><u class="defined-term">DIP Off-Boarding</u></u></u></div></body></html>

<html><head></head><body><div data-id="4-4.3">4.3 Involuntary <u class="defined-term"><u class="defined-term"><u class="defined-term">DIP Off-Boarding</u></u></u></div></body></html>

<html><head></head><body><div data-id="4-4.4">4.4 Removal of <u class="defined-term"><u class="defined-term"><u class="defined-term">DIP Role</u></u></u></div></body></html>

<div data-id="4-4.5">4.5 Return to the DIP following departure</div>

<html><head></head><body><div data-id="4">4 <u class="defined-term"><u class="defined-term"><u class="defined-term">DIP Off-Boarding</u></u></u></div></body></html>

<html><head></head><body><div data-id="5-5.1">5.1 <u class="defined-term"><u class="defined-term"><u class="defined-term">Supplier</u></u></u> of Last Resort - preparation</div></body></html>

<html><head></head><body><div data-id="5-5.2">5.2 <u class="defined-term"><u class="defined-term"><u class="defined-term">Supplier</u></u></u> of Last Resort – following switch over</div></body></html>

<html><head></head><body><div data-id="5-5.3">5.3 <u class="defined-term"><u class="defined-term"><u class="defined-term">Supplier</u></u></u> of Last Resort – Removal from the DIP</div></body></html>

<html><head></head><body><div data-id="5-5.4">5.4 <u class="defined-term"><u class="defined-term"><u class="defined-term">Trade Sale</u></u></u>s</div></body></html>

<html><head></head><body><div data-id="5">5 <u class="defined-term"><u class="defined-term"><u class="defined-term"><u class="defined-term">Supplier</u></u></u></u> of Last Resort, Special Administration Regime, and <u class="defined-term"><u class="defined-term"><u class="defined-term">Trade Sale</u></u></u>s</div></body></html>

<div data-id="6-6.1">6.1 ISMS Standards and Obligations</div>

<div data-id="6-6.2">6.2 Cyber Security</div>

<html><head></head><body><div data-id="6">6 Information Security Management Systems (ISMS)</div></body></html>

<div data-id="amendment-record">Amendment Record</div>

CONTENTS

DSD002 V3.0

Defined Terms

Cross-references