<div data-id="1-1.1" style="text-align: left">1.1 Scope and Purpose</div>

<div data-id="1" style="text-align: left">1 Introduction</div>

<div data-id="2-2.1" style="text-align: left">2.1 Eligibility</div>

<div data-id="2-2.2" style="text-align: left">2.2 Dual <u class='defined-term'>Industry Code Qualification</u> route to <u class='defined-term'>DIP On-Boarding</u></div>

<div data-id="2-2.3" style="text-align: left">2.3 Single <u class='defined-term'>Industry Code Qualification</u> route to <u class='defined-term'>DIP On-Boarding</u></div>

<div data-id="2-2.4" style="text-align: left">2.4 Non <u class='defined-term'>Industry Code Qualification</u> route to On-boarding</div>

<div data-id="2-2.5" style="text-align: left">2.5 Authorised Personnel</div>

<div data-id="2-2.6" style="text-align: left">2.6 <u class='defined-term'>DIP On-Boarding</u> preparation</div>

<div data-id="2-2.7" style="text-align: left">2.7 Compliance with <u class='defined-term'>DIP Rules</u></div>

<div data-id="2-2.8" style="text-align: left">2.8 <u class='defined-term'>DIP Manager</u>’s Checks</div>

<div data-id="2-2.9" style="text-align: left">2.9 Verification Process</div>

<div data-id="2-2.10" style="text-align: left">2.10 Organisational set-up</div>

<div data-id="example-of-a-dip-users-organisational-set-up--multiple-companies-under-one-umbrella" style="text-align: left">Example of a <u class='defined-term'>DIP User</u>’s organisational set-up – Multiple companies under one umbrella:</div>

<div data-id="example-of-a-dip-users-organisational-set-up--one-company-multiple-market-roles" style="text-align: left">Example of a <u class='defined-term'>DIP User</u>’s organisational set-up – One company, multiple Market Roles</div>

<div data-id="2-2.11" style="text-align: left">2.11 <u class='defined-term'>Functional On-Boarding Checks</u></div>

<div data-id="2-2.12" style="text-align: left">2.12 <u class='defined-term'>Non-Functional On-Boarding Checks</u></div>

<div data-id="2-2.13" style="text-align: left">2.13 Issue Resolution</div>

<div data-id="2-2.14" style="text-align: left">2.14 Move to <u class='defined-term'>Production Environment</u></div>

<div data-id="2-2.15" style="text-align: left">2.15 Non Market Participants</div>

<div data-id="2-2.16" style="text-align: left">2.16 <u class='defined-term'>DIP On-Boarding</u> fees</div>

<div data-id="2-2.17" style="text-align: left">2.17 Change of <u class='defined-term'>DIP Role</u></div>

<div data-id="2-2.18" style="text-align: left">2.18 Additional <u class='defined-term'>DIP Role</u>s</div>

<div data-id="2" style="text-align: left">2 <u class='defined-term'>DIP On-Boarding</u></div>

<div data-id="3-3.1" style="text-align: left">3.1 DIP Access <u class='defined-term'>Suspension</u></div>

<div data-id="3-3.2" style="text-align: left">3.2 Emergency <u class='defined-term'>Suspension</u></div>

<div data-id="3" style="text-align: left">3 <u class='defined-term'>Suspension</u></div>

<div data-id="4-4.1" style="text-align: left">4.1 Conditions for DIP Off-boarding</div>

<div data-id="4-4.2" style="text-align: left">4.2 Voluntary <u class='defined-term'>DIP Off-Boarding</u></div>

<div data-id="4-4.3" style="text-align: left">4.3 Involuntary <u class='defined-term'>DIP Off-Boarding</u></div>

<div data-id="4-4.4" style="text-align: left">4.4 Removal of <u class='defined-term'>DIP Role</u></div>

<div data-id="4-4.5" style="text-align: left">4.5 Return to the DIP following departure</div>

<div data-id="4" style="text-align: left">4 <u class='defined-term'>DIP Off-Boarding</u></div>

<div data-id="5-5.1" style="text-align: left">5.1 Supplier of Last Resort - preparation</div>

<div data-id="5-5.2" style="text-align: left">5.2 Supplier of Last Resort – following switch over</div>

<div data-id="5-5.3" style="text-align: left">5.3 Supplier of Last Resort – Removal from the DIP</div>

<div data-id="5-5.4" style="text-align: left">5.4 <u class='defined-term'>Trade Sale</u>s</div>

<div data-id="5" style="text-align: left">5 Supplier of Last Resort, Special Administration Regime, and <u class='defined-term'>Trade Sale</u>s</div>

<div data-id="6-6.1" style="text-align: left">6.1 ISMS Standards and Obligations</div>

<div data-id="6-6.2" style="text-align: left">6.2 Cyber Security</div>

<div data-id="6" style="text-align:justify">6 <u class='defined-term'>Information Security Management Systems (ISMS)</u></div>

<div data-id="amendment-record" style="text-align: center">Amendment Record</div>

CONTENTS

DSD002 - DIP Connection and Operation V1.0

Defined Terms

Cross-references