<div data-id="1-1.1" style="margin-left: 2em">1.1 Purpose</div>

<div data-id="1-1.2" style="margin-left: 2em">1.2 Major Changes to the Trading Arrangements</div>

<div data-id="1-1.3" style="margin-left: 2em">1.3 Summary</div>

<div data-id="1-1.4" style="margin-left: 2em">1.4 Scope</div>

<div data-id="1-1.5" style="margin-left: 2em">1.5 Responsibilities</div>

<div data-id="1" style="text-align:left">1 INTRODUCTION</div>

<div data-id="2-2.1" style="margin-left: 2em">2.1 Compliance Introduction</div>

<div data-id="2-2.2-2.2.1" style="margin-left: 3em">2.2.1 <span lang="en-US">Compliance Inspection Application </span></div>

<div data-id="2-2.2-2.2.2" style="margin-left: 3em">2.2.2 Preparation</div>

<div data-id="2-2.2-2.2.3" style="margin-left: 3em">2.2.3 Pre Test Inspection Visit</div>

<div data-id="2-2.2-2.2.4" style="margin-left: 3em">2.2.4 On Site Compliance Inspection</div>

<div data-id="2-2.2-2.2.5" style="margin-left: 3em">2.2.5 Post Visit Activities and Formal Approval</div>

<div data-id="2-2.2" style="margin-left: 2em">2.2 The Compliance Inspection Sequence of Events</div>

<div data-id="2-2.3-2.3.1" style="margin-left: 3em">2.3.1 Existing <u class='defined-term'>Market Participant</u> Compliance testing</div>

<div data-id="2-2.3-2.3.2" style="margin-left: 3em">2.3.2 New Market Entrant Compliance testing</div>

<div data-id="2-2.3" style="margin-left: 2em">2.3 Tests Required by Participant to Achieve P62 Compliance</div>

<div data-id="2" style="margin-left: 1em">2 TA change Compliance introduction</div>

<div data-id="3" style="margin-left: 1em">3 Standard Entry Process Checks</div>

<div data-id="4-4.1" style="margin-left: 2em">4.1 Definition</div>

<html><head></head><body><div data-id="4-4.2" style="margin-left: 2em">4.2 <u class="defined-term">System</u>s and Change Management Evidence</div></body></html>

<div data-id="4-4.3" style="margin-left: 2em">4.3 Staff Training and Business Processes Evidence</div>

<html><head></head><body><div data-id="4-4.4" style="margin-left: 2em">4.4 <u class="defined-term">Supplier</u> Specific Questions</div></body></html>

<html><head></head><body><div data-id="4-4.5" style="margin-left: 2em">4.5 SVA <u class="defined-term"><u class="defined-term">Supplier</u> Agent</u> Specific Questions (MO, DC, DA)</div></body></html>

<div data-id="4-4.6" style="margin-left: 2em">4.6 <u class='defined-term'>SMRS</u>/<u class='defined-term'>LDSO</u> Specific Questions</div>

<div data-id="4" style="margin-left: 1em">4 Advance Evidence REQUIREMENTS</div>

<div data-id="5-5.1" style="margin-left: 2em">5.1 Background</div>

<html><head></head><body><div data-id="5-5.2" style="margin-left: 2em">5.2 NHH <u class="defined-term">Supplier</u></div></body></html>

<div data-id="5-5.3" style="margin-left: 2em">5.3 NHH <u class='defined-term'>Data Collector</u></div>

<div data-id="5-5.4" style="margin-left: 2em">5.4 NHH <u class='defined-term'>Data Aggregator</u></div>

<html><head></head><body><div data-id="5-5.5" style="margin-left: 2em">5.5 NHH <u class="defined-term">Meter</u> Operator</div></body></html>

<html><head></head><body><div data-id="5-5.6" style="margin-left: 2em">5.6 HH <u class="defined-term">Supplier</u></div></body></html>

<div data-id="5-5.7" style="margin-left: 2em">5.7 HH <u class='defined-term'>Data Collector</u></div>

<div data-id="5-5.8" style="margin-left: 2em">5.8 HH <u class='defined-term'>Data Aggregator</u></div>

<html><head></head><body><div data-id="5-5.9" style="margin-left: 2em">5.9 HH <u class="defined-term">Meter</u> Operator</div></body></html>

<div data-id="5" style="margin-left: 1em">5 ON SITE COMPLIANCE Inspection TESTS</div>

<div data-id="6-6.1" style="margin-left: 2em">6.1 “What if” Scenarios</div>

<div data-id="6" style="margin-left: 1em">6 “What If” Scenarios</div>

CONTENTS

TA Change Compliance V2.0

Defined Terms

Cross-references