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CONTENTS

  • THIS DOCUMENT HAS BEEN MADE OBSOLETE AND IS SUPERSEEDED BY THE QUALIFICATION READINESS ASSESSMENT
  • INTRODUCTION
    • Scope and Purpose of the Self Assessment Document
    • Review Procedure and Change Process
  • SECTION 1 – INTRODUCTION
    • 1.1 Generic Section
    • 1.2 Re-Qualification Application Section
    • 1.3 Additional information
  • SECTION 2 – PROJECT MANAGEMENT
    • 2.1 Generic Section
    • 2.2 Additional Questions for a System developed by a third party
    • 2.3 Additional information
  • SECTION 3 – TESTING
    • 3.1 Generic Section
    • 3.2 Additional Questions for a System developed by a third party
    • 3.3 Additional Information
  • SECTION 4 – OPERATIONAL SECURITY AND CONTROLS
    • 4.1 Generic Section
    • 4.2 Additional Questions for IT functions managed by a third party
    • 4.3 Additional information
  • SECTION 5 – CHANGE MANAGEMENT AND RISK ASSESSMENT PROCESS
    • 5.1 Generic Section
    • 5.2 Additional Information
  • SECTION 6 – MANAGEMENT, RESOURCE PLANNING AND LOCAL WORKING PROCEDURES
    • 6.1 Generic Section
    • 6.2 Additional Information
  • SECTION 7 – INITIAL DATA POPULATION AND/OR DATA MIGRATION
    • 7.1 Generic Section
    • 7.2 Additional Information
  • SECTION 8 – NHHDC
    • 8.1 Business processes and mitigating controls
    • 8.2 Exception Management
    • 8.3 Additional information
  • SECTION 9 – HHDC
    • 9.1 Business processes and mitigating controls
    • 9.2 Exception Management
  • SECTION 9A – AMHHDC
    • 9A.3 Additional Information
  • SECTION 10 – NHHDA
    • 10.1 Business processes and mitigating controls
    • 10.3 Additional Information
  • SECTION 11 – HHDA
    • 11.1 Business processes and mitigating controls
    • 11.2 Exception Management
    • 11.3 Additional Information
  • SECTION 12 – SMRA
    • 12.1 Business processes and mitigating controls
    • 12.2 Exception Management
    • 12.3 Additional Information
  • SECTION 13 – AMMOA
  • SECTION 14 – NOT USED
  • SECTION 15 – CVA MOA
    • 15.1 Business processes and mitigating controls
    • 15.2 Exception Management
    • 15.3 Additional Information
  • SECTION 16 – METER ADMINISTRATOR
    • 16.1 Business processes and mitigating controls
    • 16.2 Exception Management
    • 16.3 Additional Information
  • SECTION 17 - UMSO
    • 17.1 Business processes and mitigating controls
    • 17.2 Exception Management
    • 17.3 Additional information
  • SECTION 18 – SUPPLIER
    • 18.1 Business processes and mitigating controls
    • 18.2 Exception Management
    • 18.3 Additional information
  • SECTION 19 – VIRTUAL LEAD PARTY
    • 19.1 Business processes and mitigating controls
    • 19.2 Additional information
  • SECTION 19A – ASSET METERING VIRTUAL LEAD PARTY
  • SECTION 19B – VIRTUAL TRADING PARTY
    • 19B.1 Business processes and mitigating controls
    • 19B.2 Additional information
  • SECTION 20 – LDSO
    • 20.1 Business processes and mitigating controls
    • 20.2 Exception Management
  • SECTION 21 – EXEMPT SUPPLY NOTIFICATION AGENT
    • 21.1 Business processes and mitigating controls
    • 21.2 Additional information
  • SECTION 22 – APPENDICES
    • 22.1 APPENDIX 1 - TESTING REQUIREMENTS
      • 1. Overview to Testing
      • 2. Capacity Planning and Testing
      • 3. NHHDC Testing Requirements
      • 4. HHDC Testing Requirements
      • 5. NHHDA Testing Requirements
      • 6. HHDA Testing Requirements
      • 7. SMRA Testing Requirements
      • 8. Not Used
      • 9. Not Used
      • 10. CVA MOA Testing Requirements
      • 11. Meter Administrator Testing Requirements
      • 12. Unmetered Supplies Operator Testing Requirements
      • 13. Supplier Testing Requirements
      • 14. Virtual Lead Party Testing Requirements
      • 15. Licensed Distribution System Operator Testing Requirements
      • 17. Virtual Lead Party Testing Requirements
      • 18. Exempt Supply Notification Agent Testing Requirements
    • 22.2 APPENDIX 2 - GUIDANCE NOTES ON COMPLETING THE SELF ASSESSMENT DOCUMENT (SAD)
      • 1. Disaster Recovery planning and testing to ensure business continuity

Self Assessment Document (SAD): Qualification Process for SVA Parties, SVA Party Agents and CVA MOAs - OBSOLETE V14.0

Effective From Date:05/03/2026
Status:OBSOLETE
Effective To Date:29/01/2026
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